Exemption 5 Freedom of Information Act Guide, May Exemption 5 Exemption 5 of the FOIA protects "inter-agency or intra-agency memorandums or letters which would not be available by law to a party other than an agency in litigation with the agency. The "Inter-Agency or Intra-Agency" Threshold Requirement The threshold issue under Exemption 5 is whether a record is of the type intended to be covered by the phrase "inter-agency or intra-agency memorandums" -- a phrase which, at first glance, would seem to encompass only documents generated by an agency and not documents circulated beyond the executive branch. Klamath Water Users Protective Ass'n. Department of Justice 32 that "Congress apparently did not intend 'inter-agency or intra-agency' to be rigidly exclusive terms, but rather to include [nearly any record] that is part of the deliberative process.
Market Declines in the Morning C. Market Declines to the First Circuit Breaker at 2: Market Declines to the Second Circuit Breaker at 3: The most widely followed indicator of U.
This represented the largest point decline ever, and the tenth largest percentage decline in the index since This decline triggered a minute halt on the stock, options, and index futures markets. After stock trading resumed at 3: The market subsequently rallied sharply, with the DJIA closing up The staff consulted repeatedly with officials at the U.
Specialized teams of Commission staff also checked to determine if problems were developing in automated trading and price reporting systems, clearance and settlement operations, and market-making in the securities markets, as well as in the financial condition of key broker-dealers. We were also in contact with officials at the other agencies in the President's Working Group on Financial Markets: Based on these preliminary reviews, the Commission staff determined that our markets had operated relatively well on October 27 and 28, and that, although some difficulties with automated systems were noted, systemic stress was not evident.
Immediately following these preliminary assessments, Chairman Levitt requested that the Division of Market Regulation "Division" undertake a more thorough analysis of the markets on October 27 and In particular, the Division was requested to conduct a reconstruction of trading on these days and to determine the effects of the circuit breaker procedures on market price movements.
This review sought to determine how the circuit breaker procedures then in effect influenced trading decisions by key market participants on October The Commission's Office of Economic Analysis "OEA" helped analyze the effects of circuit breakers on the velocity of market price movements and the quality of market-making on October We then used a system referred to as the "electronic blue sheet" system 8 to obtain information concerning how much customer and proprietary accounts purchased or sold the sample stocks on October 27 and 28 at the most active clearing firms.
This trading information was analyzed to identify the largest buyers and sellers in the sample stocks. The information was then cross-checked against information supplied by the Depository Trust Company "DTC" concerning its most active institutions in terms of net purchases and sales of the sample stocks.
These analyses were supplemented by two additional sources of trading information.
First, the detailed program trading reports submitted by NYSE member firms were analyzed for October 27 and Based on these trading reviews, the Division interviewed traders at the twelve most active broker-dealers and the three most active mutual fund complexes to discuss in detail how their order flow on October 27 and 28 was influenced by circuit breakers, systems problems, constraints in market liquidity, and other factors.
In addition to the trading reconstruction, the Division undertook an extensive survey of how well the securities markets' automated systems for trading, price-reporting, and clearance and settlement systems operated during the sharp market swings and heavy trading volumes experienced on October 27 and The review analyzed the types of operational problems that developed during this period and whether increases in capacity or other systems enhancements are needed to respond to future market contingencies.
In conjunction with the Division's review, the Commission's Office of Compliance Inspections and Examinations "OCIE" conducted a series of inspections of full-service and online broker-dealers' trading system capacity for October 27 and These inspections included reviews of customer complaints, which included problems accessing online systems on these trade dates.
While the specific findings and recommendations from the Division's review and OCIE's inspections are non-public, a general overview of these reviews is provided in Part IV this report.To protect employees from unlawful racial (and other) harassment, employers should adopt a strong anti-harassment policy, periodically train each employee on its contents and procedures, and vigorously follow and enforce it.
The policy should contain. Strategic management involves the formulation and implementation of the major goals and initiatives taken by a company's top management on behalf of owners, based on consideration of resources and an assessment of the internal and external environments in which the organization competes.
Obituaries for the last 7 days on Your Life Moments. It also sought to address research questions 3 and 4 by investigating the impacts of perceived event value on attendees' trip outcomes, and the discrepancies of these impacts based on different event bundling strategy (e.g., bundled vs. single event). Welcome to Ivey Publishing. Search thousands of business cases, technical notes, and articles by author, title, or theme.
Strategy is defined as "the determination of the basic long-term goals of an enterprise, and the adoption. Start studying MKTG Exam 2. Learn vocabulary, terms, and more with flashcards, games, and other study tools.
and you recently submitted a report to your boss regarding potential market segments the company should consider targeting. The _____ of marketing suggests that firms should adopt marketing strategies as though the entire world. Liberia’s strategy for peacebuilding was constructed on four core pillars, focusing on security, the rule of law and governance, economic revitalization and basic services and infrastructure.
These segments are the areas outside of the DFW area. They have seen a decline in sales gallons inside of DFW; therefore they need to look outside of that area.
What strategy should Jones Blair adopt to reach the segment(s) sought? Jones Blair should continue spending on their sales reps to go out and develop relationships with customers. Obituaries for the last 7 days on Your Life Moments.
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